Lpl Financial Services jobs - San Diego, CA

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Dec 24 Compliance Analyst, Surveillance Lpl Financial Services San Diego, CA

LPL Financial Services has a full-time opportunity for a Compliance Analyst, Surveillance ... Company and industry regulations regarding financial institution activities; performing... more

Dec 24 Manager, Fixed Income Trading Lpl Financial Services San Diego, CA

with previous supervisory experience in the financial service or securities industry required. * Licenses/Certifications Required/Preferred: Series 7, 24, 63 required; Series 53... more

Dec 24 Manager, Fixed Income Trading Lpl Financial San Diego, CA

in the financial services arena, LPL Financial manages over $165 billion in ... that automate time-consuming functions. LPL Financial's technology streamlines... more

Dec 22 Compliance Analyst, Surveillance Lpl Financial San Diego, CA

about this job: Responsibilities: LPL Financial Services has a full-time ... Company and industry regulations regarding financial institution activities; performing... more

Dec 20 Vice President, Employee Technical Services Lpl Financial Services San Diego, CA

user environment. * Support LPL Employee Services that includes the Help Desk, ... Incident and Problem Management, Desktop Services. * Implement and manage... more

Dec 20 Manager, Help Desk Lpl Financial Services San Diego, CA

while adopting them to the unique needs of LPL Financial. * Drive the needs definition, UAT and customer communication related to the deployment of industry standard incident... more

Dec 20 Senior Vice President, Branch Development Marketing Lpl Financial Services San Diego, CA

LPL Financial is currently searching for a Senior Vice President of Business ... strategic leader within a leading financial services organization. Additional... more

Dec 20 Manager, Desktop Systems Lpl Financial Services San Diego, CA

best practices and be able to apply to LPL 4. Meet basic financial goals including the effective management abd use of over -time * Minimum Education Required: Bachelors *... more

Dec 20 Money Desk Disbursement Specialist Lpl Financial Services San Diego, CA

from client accounts * Assisting Financial Advisors with client requests * Working closely with other departments to ensure timely disbursements * Interpreting disbursement... more

Dec 20 BTR-Direct Business Specialist Lpl Financial Services San Diego, CA

or in some cases fining. * Speak with Financial Advisors and their clients over the telephone in a call center environment (10-15 per day). Perform outbound calls to Advisors... more

Dec 20 Assistant Vice President, Compliance Supervision Lpl Financial Services San Diego, CA

Work will involve all aspects of compliance support for a full service brokerage and investment advisory business. Responsibilities include: managing a team of designated... more

Dec 18 Vice President, Employee Technical Services Lpl Financial San Diego, CA

user environment. Support LPL Employee Services that includes the Help Desk, ... Incident and Problem Management, Desktop Services. Implement and manage... more

Dec 18 Senior Vice President, Branch Development Marketing Lpl Financial San Diego, CA

strategic leader within a leading financial services organization. Additional ... functional and organizational boundaries; * Financial Services experience, ideally... more

Dec 16 Technical Lead Lpl Financial Services San Diego, CA

for designing and developing Core Services components for our Branch Net ... other teams to start leveraging our common services framework for legacy advisor facing... more

Dec 16 Manager, Windows Administration Lpl Financial Services San Diego, CA

The Manger of Windows Server Administration is responsible for taking a leadership role in a 24/7 environment and providing expertise on Microsoft operating systems, Win NT, 2K... more

Dec 16 Vice President, Employee Technical Services Lpl Financial San Diego, CA

user environment. * Support LPL Employee Services that includes the Help Desk, ... Incident and Problem Management, Desktop Services. * Implement and manage... more

Dec 14 Mutual Fund Corrections Specialist Lpl Financial San Diego, CA

as internally with other departments at LPL Financial. Excellent verbal ... in the brokerage, banking, or financial services industry preferred 7 and 63/65... more

Dec 14 Technical Lead Lpl Financial San Diego, CA

for designing and developing Core Services components for our Branch Net ... other teams to start leveraging our common services framework for legacy advisor facing... more

Dec 12 Help Desk Analyst Lpl Financial Services San Diego, CA

customer service to all employees of LPL Financial, Affiliated Entities and ... with all levels of management within LPL Financial. * Provide Customer Focus,... more

Dec 12 Designated Principal, Supervision Lpl Financial Services San Diego, CA

LPL Financial has a full-time opportunity for a Designated Principal, Supervision in ... Company and industry regulations regarding financial institution activities. * Work... more

Dec 12 Dividend and Interest Specialist Lpl Financial Services San Diego, CA

While performing basic financial and/or regulatory functions, you will ensure compliance with all prescribed internal policies and regulatory practices. * Experience and... more

Dec 12 Case Manager Lpl Financial Services San Diego, CA

Review all new cases, including Operations application review and advisor follow-up within 48-72 hours of receipt (10%) * Follow-up with carrier to ensure receipt of application,... more

Dec 12 Billing Analyst Lpl Financial Services San Diego, CA

Assigned tasks will include: * Preparation of sponsor invoices and tracking receivables in Oracle * Addressing sponsor inquiries and entry of cash receipts * The ideal... more

Dec 12 Senior Billing Analyst Lpl Financial Services San Diego, CA

Assigned tasks will include oversight and review of revenue accruals and account reconciliations, review of sponsor invoices and tracking receivables in Oracle, addressing sponsor... more

Dec 12 Senior Software Engineer Lpl Financial San Diego, CA

financial information and market data to financial advisor applications. Candidate ... lifecycle experience. Experience with financial services industry preferred. more

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