Compliance Search Group jobs
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| Nov 22 | Compliance - Monitoring, Surveillance and Investigations | Compliance Search Group | New York, NY |
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a Compliance professional to join a team of Compliance Officers to review of all U.S. ... in the organization, including Compliance Advisory Teams, Regulatory... more |
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| Nov 22 | Prime Brokerage Compliance Officer | Compliance Search Group | New York, NY |
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Firms Prime Brokerage business operates in compliance with applicable regulations. ... experience in implementing/auditing compliance with CFTC and NFA rules and... more |
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| Nov 22 | Equities Trading Compliance Officer | Compliance Search Group | Connecticut |
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well established hedge fund seeks a Compliance Officer to oversee trading ... should have 5-10 years of trading related Compliance experience. Please email resumes... more |
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| Nov 22 | Hedge Funds Compliance Analyst | Compliance Search Group | Connecticut |
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long-established hedge fund seeks a Compliance Analyst. The person will be ... IT for new systems development projects for Compliance. This is a great opportunity to... more |
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| Nov 22 | Fixed Income Compliance Officer | Compliance Search Group | New York, NY |
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operate in compliance with securities regulation and ... years experience in implementing/auditing compliance with FINRA/SEC laws and... more |
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| Nov 22 | Chief Compliance Officer IA and Broker-Dealer | Compliance Search Group | Alabama |
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Compliance Officer. The firm seeks a Chief Compliance Officer with at least ten years ... it would be helpful to also have Compliance experience at a brokerage... more |
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| Nov 22 | Asset Management - Investment Advisory Compliance Officer | Compliance Search Group | New York, NY |
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of a global investment bank seeks a Compliance Officer. The Compliance ... professional will assist in all aspects of compliance with the Investment Company Act,... more |
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| Nov 22 | Private Banking Credit Risk VP | Compliance Search Group | New York, NY |
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of the activity, will work closely with Compliance in order to define the key ... as well as with Legal counsel and Compliance Officer in order to have an... more |
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| Nov 22 | Legal Entity Structure Reporting VP | Compliance Search Group | New York, NY |
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reporting and participating in Regulation W compliance Conducting periodic training sessions on Federal Reserve reporting requirements including the central data warehouse... more |
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| Nov 22 | Senior Employment Counsel at International Investment Bank | Compliance Search Group | New York, NY |
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Responsibilities include: Handling employment disputes; primary responsibility for employment litigations, arbitrations and mediations including attendance at proceedings with... more |
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| Nov 22 | Paralegal | Constellation Energy Group | Baltimore, MD |
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of UCC filings and handles UCC filing search Qualifications - 4 year degree from ... experience. - Prior Sarbanes Oxley compliance experience. EEO & Employment... more |
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| Nov 22 | Business Analyst | Mainz Brady Group | Palo Alto, CA |
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and follow through to production. The EDW Group manages the central data warehouse ... Develop functional specifications to ensure compliance with System Development Lifecycle... more |
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| Nov 21 | Compliance Officer | Elite Placement Group | Greenwich, CT |
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Placement Group is a permanent and temporary executive search firm specializing in ... regulatory problems. - Ability to develop compliance solutions that satisfy relevant... more |
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| Nov 21 | Manager, Insurance Risk Management/Data Analytics | Capstone Search Group | Des Moines, IA |
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marketing, underwriting, auditing or compliance. Experience with any product line may be considered. Skill in actuarial, statistics and economics. Expert level statistical... more |
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| Nov 21 | Employee Benefits Producer | Capstone Search Group | Hartford, CT |
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consultation, health management, and compliance support for groups in the 50+ ... 515-987-0242 Capstone Insurance Search Group is a search firm dedicated to the... more |
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| Nov 21 | Client Executive Manager | Capstone Search Group | Des Moines, IA |
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for all contractual and regulatory compliance. Client Executive Manager ... 515-987-0004 Capstone Insurance Search Group is a search firm dedicated to... more |
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| Nov 21 | P&C Business Unit Leader, Association Services | Capstone Search Group | Chicago, IL |
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for all contractual and regulatory compliance. ? Ensures execution of business ... 515-987-0004 Capstone Insurance Search Group is a search firm dedicated to... more |
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| Nov 21 | Product Analyst - Personal Lines | Capstone Search Group | Illinois |
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and operations which ensure statutory compliance. ? Design and maintain ... ext 18. Capstone Insurance Search Group is a search firm dedicated to the... more |
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| Nov 21 | Product Analyst - Commercial Lines | Capstone Search Group | Illinois |
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and operations which ensure statutory compliance. ? Design and maintain ... ext 18. Capstone Insurance Search Group is a search firm dedicated to the... more |
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| Nov 21 | Director, Internal Audit | Confidential Executive Search | Connecticut |
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and development of the Internal Audit Group (IAG.) The Director will assist the ... improvement of accounting, financial, compliance, forensic, and other processes. *... more |
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| Nov 21 | Plant Engineer | Judge Group | Portland, OR |
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Judge Group, INC. is currently in search of a Degreed Plant Engineer for a National ... asset/equipment expertise to ensure site compliance of EPA and OSHA requirements. more |
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| Nov 21 | Internal Auditor | Elite Placement Group | Greenwich, CT |
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Placement Group is a permanent and temporary executive search firm specializing in ... in conducting in-depth operational, compliance and financial audits of all... more |
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| Nov 21 | Business Analyst | Elite Placement Group | Norwalk, CT |
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Placement Group is a permanent and temporary executive search firm specializing in ... Skilled in SAP role-based application security is a plus, as is S-Ox/SOD audit compliance... more |
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| Nov 21 | Supervisor-State & Local Tax | Elite Placement Group | Middlebury, CT |
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Placement Group is a permanent and temporary executive search firm specializing in ... and systems of state and local income tax compliance including developing cash tax... more |
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| Nov 21 | Tax Manager | Elite Placement Group | Milford, CT |
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Placement Group is a permanent and temporary executive search firm specializing in ... of federal, state, and local income tax compliance including property and sales... more |
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